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Judicial independence: appointment, transfer and removal of judges

Indian Constitutional Law - New Challenges · Unit V · Topic 18 of 21 · 6 min read

The constitutional guarantees of independence, the three Judges cases and the NJAC judgment on appointments, transfer under Article 222, removal by impeachment under the Judges (Inquiry) Act, and the in-house procedure, with comparative models.

On this page
  1. 1. The guarantees in the text
  2. 2. Appointments: from consultation to collegium
  3. 3. Transfer of judges
  4. 4. Removal
  5. 5. Accountability short of removal
  6. How this is examined
Cases checked to exist. Read the judgment before quoting a holding.

Every case cited here has been checked to exist — the citation resolves and names the right parties. The propositions attributed to each case have not been verified line by line against the judgment. Case names link through to the full judgment: read it before quoting a holding in an examination answer, and never carry a proposition from notes into court on trust.

The examinable core. Separation of powers under stress shows most clearly in the appointment and removal of judges. The answer should set out the textual guarantees, trace the appointments debate through four judgments and one failed amendment, deal with transfers and removal, and end with the question every examiner wants answered: can a judiciary that appoints itself be accountable? Judicial activism and wider accountability are in the first note of this unit.

1. The guarantees in the text

Hamilton, in The Federalist No. 78, called the judiciary the least dangerous branch because it has neither the sword nor the purse; its only security is independence. The Bangalore Principles of Judicial Conduct (2002) treat independence and impartiality as the first values of judicial office.

2. Appointments: from consultation to collegium

Articles 124(2) and 217(1) require the President to appoint judges “after consultation with” the Chief Justice of India and, for High Courts, the Governor and the Chief Justice of the High Court.

CaseHolding
S.P. Gupta v. Union of India, 1981 INSC 209 (First Judges case)“Consultation” does not mean concurrence; the executive has the final word. Also opened PIL standing.
Supreme Court Advocates-on-Record Association v. Union of India, 1993 INSC 318 (Second Judges case)Overruled Gupta: the opinion of the Chief Justice, formed with the two senior-most judges, has primacy; this is part of judicial independence.
Special Reference No. 1 of 1998, 1998 INSC 402 (Third Judges case)The collegium for the Supreme Court is the Chief Justice and the four senior-most judges; the Chief Justice’s individual view does not bind without it.
Supreme Court Advocates-on-Record Association v. Union of India (October 2015, the NJAC case)By 4:1 the Ninety-ninth Amendment and the National Judicial Appointments Commission Act, 2014 were struck down; primacy of the judiciary in appointments is part of the basic structure. Chelameswar J dissented.

The NJAC would have had six members: the Chief Justice, two senior judges, the Law Minister and two eminent persons, any two of whom could veto a candidate. The majority held that the executive and lay members could defeat the judicial members, and that the Law Minister’s presence compromised independence because the government is the largest litigant. In a follow-up order (2015 INSC 285) the Court accepted that the collegium needed reform and left a revised Memorandum of Procedure to be settled with the government. The collegium began publishing its resolutions with reasons in 2017, but the government has in practice slowed appointments by sitting on recommendations, which shows that judicial primacy on paper does not end executive influence.

3. Transfer of judges

Article 222 lets the President transfer a High Court judge after consultation with the Chief Justice of India. The memory behind the cases is the Emergency, when sixteen High Court judges were transferred in 1976, widely seen as punishment for rulings against the government.

4. Removal

Article 124(4) allows removal only for “proved misbehaviour or incapacity”, by an order of the President after an address by each House, supported by a majority of its total membership and two-thirds of those present and voting, in the same session. The Judges (Inquiry) Act 1968 fills in the procedure: a motion signed by at least 100 Lok Sabha or 50 Rajya Sabha members; admission by the Speaker or Chairman; a three-member committee (a Supreme Court judge, a High Court Chief Justice and a distinguished jurist); and the vote only if the committee finds the judge guilty.

5. Accountability short of removal

The debate. Defenders of the collegium say that in India, where the State is the largest litigant and the Emergency showed what executive control can do, only judicial primacy protects independence. Critics, including Chelameswar J in the NJAC case, say that independence does not require self-selection, that the collegium is opaque, and that no other constitutional democracy lets judges appoint judges. Comparative models sit between the two: the United Kingdom’s Judicial Appointments Commission under the Constitutional Reform Act 2005, with a lay chair and limited ministerial veto; South Africa’s Judicial Service Commission, which includes politicians and interviews candidates in public; and the United States, where Senate confirmation has become openly partisan. A balanced answer proposes transparency (criteria, reasons, a secretariat) rather than a return to executive control.

How this is examined

Essays: “judicial independence and the appointment of judges”; “the collegium system after the NJAC judgment”; “removal of judges: is impeachment workable?”. Short notes: the Judges cases, Article 222, the Judges (Inquiry) Act, in-house procedure. Use the table for appointments, one case each for transfer and removal, and the comparative paragraph.

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